-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WHqTS7tcY/KMzhvzOtc4jDhpNBw9O7SRdmzBRf1KaSZkzKVbbq3gvZjQilCyowqN Bo8nBmrvvRlXb333Q2mJsw== 0001029574-99-000046.txt : 19991130 0001029574-99-000046.hdr.sgml : 19991130 ACCESSION NUMBER: 0001029574-99-000046 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED HEALTHCARE PRODUCTS INC CENTRAL INDEX KEY: 0000874710 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 231370721 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43614 FILM NUMBER: 99765239 BUSINESS ADDRESS: STREET 1: 1720 SUBLETTE AVE CITY: ST LOUIS STATE: MI ZIP: 63110 BUSINESS PHONE: 3147712400 MAIL ADDRESS: STREET 1: 1720 SUBLETTE AVENUE CITY: ST LOUIS STATE: MO ZIP: 63110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAMERON BAIRD FOUNDATION CENTRAL INDEX KEY: 0001003080 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1350 ONE M & T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168456000 MAIL ADDRESS: STREET 1: C/O KAYINOKY & COOK STREET 2: 120 DELAWARE AVE CITY: BUFFALO STATE: NY ZIP: 14202 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 ALLIED HEALTHCARE PRODUCTS, INC. _________________________________________________________________ (Name of Issuer) Common Stock _________________________________________________________________ (Title of Class of Securities 019222108 ____________________________ (CUSIP Number) Brent D. Baird 1350 One M&T Plaza Buffalo, New York 14203 (Phone: (716) 849-1484) _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) NOVEMBER 16, 1999 _______________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box __. *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D Amendment No. 1 CUSIP NO. 019222108 1. Name of Reporting Person SS or Identification No. of above person (optional) Brent D. Baird 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 91,000 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 91,000 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 91,000 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.166% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Amendment No. 1 CUSIP NO. 019222108 1. Name of Reporting Person SS or Identification No. of above person (optional) Bridget B. Baird, Successor Trustee under an Agreement with Cameron Baird dated 12/23/38 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 54,000 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 54,000 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 54,000 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.692% 14. TYPE OF REPORTING PERSON* IN, OO *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Amendment No. 1 CUSIP NO. 019222108 1. Name of Reporting Person SS or Identification No. of above person (optional) Cameron D. Baird 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 10,000 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 10,000 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,000 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.128% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Amendment No. 1 INTRODUCTION The acquisition of 415,900 shares ("Shares") of Common Stock of the Issuer was reported by the Reporting Persons in Schedule 13D, which was filed with the Securities and Exchange Commission on August 5, 1999 (the "Original Schedule 13D"). Since the filing of the Original Schedule 13D, one of the Reporting Persons (Brent D. Baird) has purchased additional Shares, and two new Reporting Persons (Bridget B. Baird, Successor Trustee; and Cameron D. Baird) have purchased Shares. The number of Shares now held by the Reporting Persons is 510,900 Shares. The Cover Page for Brent D. Baird is hereby amended as shown in this Amendment No. 1. Cover Pages for the two new Reporting Persons are hereby added as shown in this Amendment No. 1. Items 2, 3 and 5 are hereby amended as shown in this Amendment No. 1. All other Cover Pages and Items remain unchanged from the Original Schedule 13D. NOTE: THE EXECUTION AND SUBMISSION OF THIS STATEMENT BY THE REPORTING PERSONS SHALL NOT BE CONSTRUED AS A STATEMENT OR ADMISSION THAT THE REPORTING PERSONS (I) ARE ACTING AS A GROUP IN THE ACQUISITION OF THE SHARES, (II) COLLECTIVELY CONSTITUTE A "PERSON" WITHIN THE MEANING OF SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (THE "ACT"), OR (III) FOR THE PURPOSES OF SECTION 13(D) OF THE ACT, ARE THE BENEFICIAL OWNERS OF ANY SHARES OTHER THAN THE SHARES IN WHICH EACH PERSON IS SPECIFICALLY IDENTIFIED IN THIS STATEMENT TO HAVE A BENEFICIAL INTEREST. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended to add the following information with respect to the two new Reporting Persons: (5) BRIDGET B. BAIRD, SUCCESSOR TRUSTEE UNDER AN AGREEMENT WITH CAMERON BAIRD DATED 12/23/38 ("Bridget B. Baird, Successor Trustee"). (a) Bridget B. Baird (b) 28 Old Mill Rd., Quaker Hill, CT 06375 (c) Professor, Connecticut College, New London, CT (d) No (e) No (f) U.S.A. (6) CAMERON D. BAIRD (a) Cameron D. Baird (b) 2208 Fox Hunt Lane, Lutherville, MD 21093 (c) Teacher (d) No (e) No (f) U.S.A. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 is hereby amended to add the following: The sources of funds used for the purchases of Shares by Bridget B. Baird, Successor Trustee and Cameron D. Baird were the Reporting Person's respective personal funds. The Reporting Persons did not borrow any funds to acquire the Shares. The amounts of funds paid for the Shares (which does not include commissions) by Brent D. Baird, Bridget B. Baird, Successor Trustee and Cameron D. Baird are as follows: Brent D. Baird $ 81,312 (only includes purchases since the filing of the Original Schedule 13D) Bridget B. Baird, Successor Trustee $ 124,750 Cameron D. Baird $ 22,500 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended to read as follows: (a) The Reporting Persons hereby report beneficial ownership, in the manner hereinafter described, of 510,900 Shares of the Issuer:
Percentage of Number Of Outstanding Shares Held in the Name of Shares Security (1) The Cameron Baird 205,900 2.637% Foundation Aries Hill Corp. 50,000 0.640% Bruce C. Baird 100,000 (2) 1.281% Brent D. Baird 91,000 (3) 1.166% Bridget B. Baird, Successor Trustee (4) 54,000 0.692% Cameron D. Baird 10,000 0.128% ______ ______ TOTAL 510,900 6.544%
(1) The foregoing percentages assume that the number of Shares of the Issuer outstanding is 7,806,682 Shares as reported in the Issuer's Form 10-Q for the quarter ended September 30, 1999. (2) 50,000 of such Shares are held by Bruce C. Baird individually and 50,000 of such Shares are held by Bruce C. Baird's Individual Retirement Account. (3) 81,000 of such Shares are held by Brent D. Baird individually and 10,000 of such Shares are held by Brent D. Baird's retirement plan. (4) The income beneficiary of the trust is Jane D. Baird (during her lifetime). The remainder beneficiaries of the trust are the issue of Jane D. Baird. (b) The Reporting Persons have sole voting and sole dispositive power over the Shares enumerated in paragraph (a). (c) The following purchases of the Shares were effected during the past sixty days:
Price/Share (in Dollars Commissions Purchase In The Number of not Transaction Made Name Of Date Shares included) Through Bridget B. 10/15/99 5,000 2 5/8 Fahnestock & Co. Baird, Successor 10/18/99 2,000 2 5/8 Fahnestock & Co. Trustee 10/22/99 500 2 3/8 Fahnestock & Co. 10/25/99 5,000 2 1/2 Fahnestock & Co. 10/25/99 5,000 2 7/16 Fahnestock & Co. 10/25/99 10,000 2 3/8 Fahnestock & Co. 10/25/99 18,000 2 1/4 Fahnestock & Co. Brent D. Baird 10/25/99 10,000 2 3/8 Fahnestock & Co. 11/16/99 1,500 2 5/8 Fahnestock & Co. 11/16/99 18,500 2 3/4 Fahnestock & Co. 11/22/99 1,000 2 3/4 Fahnestock & Co. Cameron D. Baird 10/25/99 10,000 2 1/4 Fahnestock & Co.
(d) Not applicable (e) Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED this 29th day of November, 1999. Brent D. Baird; Bridget B. Baird, Successor Trustee; and Cameron D. Baird By: s/Brian D. Baird Brian D. Baird, as attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----